Finance

Mountford Chambers’ unrivalled depth of experience in fraud and financial crime has led to our barristers undertaking considerable work before VAT and HMRC tribunals, the Financial Conduct Authority, the Upper Tribunal (Tax and Chancery Chamber) and the various regulatory bodies for the finance and accountancy professions.

Several barristers have been appointed to sit on disciplinary panels, including for the Association of Chartered Certified Accountants and the Chartered Institute of Management Accountants.

We have acted for and against banks, brokers, fund managers, IFA’s, mortgage and insurance brokers, pension providers as well as companies and private individuals facing disciplinary action. Many cases involve complex investigations, and our specialist barristers are familiar with the regulations and procedures that govern the finance sector.

Our barristers have also provided advice to regulated professionals and entities on sanctions such as prohibition notices, an on-going compliance with FCA rules and COBS. Mountford barristers have also been involved in ‘Skilled Person’ reviews under s. 166 FSMA into matters including risk assessments, management of investment portfolios and the selling of interest rate hedging products.

Get in touch

Mountford Chambers is home to a team of highly responsive, experienced and knowledgeable clerks.

Ben Heaviside

To email Ben click here or call on 020 7936 6300
Out of hours 07793 318647

Finance news

On 7 September 2023, the Financial Conduct Authority (‘FCA’) published a press release setting out its expectations ahead of new…

Articles
13/09/2023
Cryptocurrency

Mark Watson considers the recent judgment in LMN v Bitflyer Holdings Inc. and others[1]. Lemonn [“LMN”] is a cryptocurrency exchange…

Articles
07/03/2023
Cryptocurrencies

“Cryptocurrencies have given rise to an entire new criminal industry, comprising unregulated offshore exchanges, paid propagandists, and an army of…

Articles
12/07/2022

Portfolio Builder

Select the practice areas that you would like to download or add to the portfolio

Download    Add to portfolio   
Portfolio
Title Type CV Email

Remove All

Download


Click here to share this shortlist.
(It will expire after 30 days.)